About Dragon Capital (Cyprus) Limited

Dragon Capital (Cyprus) Limited was registered in the Republic of Cyprus on February 2nd 2006, registration number HE171623. On January 27th 2010 the company received its license from the Cyprus Securities and Exchange Commission (license number 112/10) which has provided authorization to provide the following investment services from the Republic of Cyprus.

Investment Services

·        Reception and transmission of orders in relation to one or more financial instruments

·        Execution of orders on behalf of customers

·        Dealing on own account

·        Investment Advice

·        Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis

·        Placing of financial instruments without a firm commitment basis

 

Ancillary Services

·        Safekeeping and administration of financial instruments for the account of customers including custodianship and related services

·        Granting credit or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where granting the credit or loan is involved in the transaction

·        Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings

·        Foreign exchange services where these are connected to the provision of investment services

·        Investment Research

·        Services Related to Underwriting

The above services, both investment and ancillary can be provided on the following financial instruments in line with defined targeted markets, defined groups of clients, and distribution strategies developed:

1.    Transferable securities

2.    Money market instruments

3.    Units in collective investment undertakings

4.    Options, futures, SWAPs, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, or other derivative instruments, financial indices or financial measures which may be settled physically or in cash

5.    Options, futures, SWAPs, forward rate agreements and any other derivative contracts relating to commodities that must be settled in cash or maybe settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination)

6.    Options, futures, SWAPs and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market or/and an MTF

7.    Options, futures, SWAPs, forward rate agreements and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in paragraph 6 of part III and not being for commercial purposes, which have characteristics of other derivative financial instruments having regards to whether inter alia they are cleared and settled through recognized clearing houses or are subject to margin call

10. Options, futures, SWAPs, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates, emission allowances or inflation rates or other official economic statistics that must be settled in cash or maybe settled in cash at the option of one of the parties (otherwise than by reason of a default or other termination event) as well as any other derivative contract relating to assets, rights, obligations, indices and measures not otherwise mentioned in this part which have the characteristics of other derivative financial instruments having regards be whether interalia they are traded on a regulated market, OTF or an MTF.

In addition, Dealing on Own Account service can be provided on the following financial instruments:

(9) Financial contracts for differences;

Financial contracts for difference are not available for trading to clients of the Company.